Expired 6 months ago
Compliance Analyst
full-time
Gaborone,
South-East District,
Botswana
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Job Summary
The Compliance Analyst role exists in Letshego Financial Services Botswana to ensure the organisation operates in full compliance with applicable laws, regulations, and internal policies, with a strong focus on regulatory reporting, conduct risk, anti-money laundering (AML), and market conduct. The role supports the Compliance Manager in embedding a culture of ethical behaviour and regulatory integrity across the business.
Job Details
1. Regulatory Compliance
- Monitor and interpret regulatory developments from all primary and secondary regulatory bodies.
- Ensure timely and accurate submission of all regulatory reports and returns.
- Maintain regulatory obligations register and track compliance status.
- Liaise with regulators during inspections, audits and inquiries.
2. Conduct Risk & Ethics
- Promote a culture of ethical conduct and customer-centric behavior.
- Monitor and report on conduct risk indicators, including customer complaints, mis-selling, and product suitability.
- Support implementation of Treating Customers Fairly (TCF) principles.
3. AML/CFT & Financial Crime Compliance
- Assist in implementing and maintaining AML/CFT frameworks in line with FIA requirements.
- Conduct transaction monitoring, suspicious activity reviews, and escalate potential breaches.
- Support Know Your Customer (KYC) and Enhanced Due Diligence (EDD) processes.
4. Policy & Framework Development
- Update compliance policies and procedures.
- Ensure alignment with group compliance standards and local regulatory requirements.
5. Training & Awareness
- Support the Senior Compliance Manager in delivering compliance training to staff on regulatory obligations, ethics, and conduct.
- Raise awareness of emerging compliance risks and regulatory changes.
6. Monitoring & Reporting
- Conduct compliance risk assessments and thematic reviews.
- Prepare compliance dashboards and reports for management and board committees.
- Track and follow up on remediation of compliance findings.
Requirements
Education: Bachelor's degree in Law, Finance, Risk Management, or related field. A compliance certification (e.g., CAMS, ICA) is an advantage.
Experience: Minimum 3–5 years in a compliance, legal, or regulatory role within financial services. Experience with NBFIRA, BOB or FIA-regulated entities is preferred.
Knowledge: Strong understanding of Botswana’s financial regulatory landscape, AML/CFT laws, and conduct risk frameworks.
Skills: Analytical thinking, attention to detail, stakeholder engagement, report writing, and training delivery.
About Company
Letshego Financial Services Botswana
Letshego is a Setswana term meaning ‘support’. At Letshego we provide financial support to our customers. Our new brand mark is a stronger, bolder and more modern depiction of the Letshego tripod.