COMPLIANCE MANAGER

Job Summary

Purpose of the Job: To ensure that the regulatory authorities' mandates are applied and enforced within the subsidiary.

Job Details

Critical Deliverables /Core Accountabilities and Responsibilities:

1) Implement compliance management frameworks and policies within the subsidiary.

2) Implement cost effective compliance management systems.

3) Conducts regular monitoring of compliance with legislation and policies and procedures within the subsidiary.

4) Prepares compliance reports for management and other committees and must have the ability to present same to these committees when so requested.

5) Advises the business on all compliance and regulatory matters that affect the organisation at country level.

6) Responds to and resolves all compliance related queries raised by relevant stakeholders, including government/regulatory investigations.

7) Conducts research on relevant regulatory issues affecting the organisation within the financial services industry to ensure compliance.

8) Ensure that the operations and business transactions of the institutions follow all relevant legal and internal rules by developing and implementing an effective and efficient legal compliance program.

9) Conduct departmental internal control program to align to relevant to internal policy.

Requirements

Required Qualifications, Knowledge and Skills:

1) Grade 12, 25 points.

2) LLB, LLM advantageous.

3) 7 years’ experience in Compliance within Financial Services.

4) Membership of a professional institution.

About Company

Letshego Financial Services Namibia

https://www.letshego.com

Letshego is a Setswana term meaning ‘support’. At Letshego we provide financial support to our customers. Our new brand mark is a stronger, bolder and more modern depiction of the Letshego tripod.